Laws and Regulations
1. Law no. 297/2004 on the capital market
2. Regulation no. 15/2004 on the authorization and operation of investment administration companies, of undertakings for collective investments and depositories
3. Regulation no. 9/2014 on the Authorisation and Operation of Investment Management Companies, Undertakings for Collective Investment in Transferable Securities and of the Depositaries of Undertakings for Collective Investment in Transferable Securities
4. Regulation no. 3/2006 on the authorization, organization and operation of the Investor compensation fund
5. Law 677/2001 on the protection of individuals with regard to the processing of personal data and the free movement of such data